-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CeyNd+iooTbJo0+Du5rfuyJ+gRmCgiHpertagj2+VCatdg70/PJCYtcbGLVQL/lo Q9Kzx3KqXxMS0fb/rvO+Nw== 0000943374-04-000145.txt : 20040224 0000943374-04-000145.hdr.sgml : 20040224 20040224115513 ACCESSION NUMBER: 0000943374-04-000145 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040224 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EDINGTON JAMES A CENTRAL INDEX KEY: 0001235696 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1700 EAST HIGHLAND DR CITY: JONESBORO STATE: AK ZIP: 72403 BUSINESS PHONE: 6708025900 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POCAHONTAS BANCORP INC CENTRAL INDEX KEY: 0001051859 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 710806097 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54227 FILM NUMBER: 04623882 BUSINESS ADDRESS: STREET 1: 203 WEST BROADWAY CITY: POCAHONTAS STATE: AR ZIP: 72455 BUSINESS PHONE: 8708924595 MAIL ADDRESS: STREET 1: 203 WEST BROADWAY CITY: POCAHONTAS STATE: AR ZIP: 72455 SC 13G/A 1 edington13g022304.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 1 Under the Securities Exchange Act of 1934 Pocahontas Bancorp, Inc. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 730234101 (CUSIP Number) December 31. 2003 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP NO. 39115R 10 0 Page 2 of 6 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James A. Edington 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: Not appl. (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen NUMBER OF SHARES BENEFICIALLY 5 SOLE VOTING POWER OWNED BY 130,735 EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 179,282 7 SOLE DISPOSITIVE POWER 130,735 8 SHARED DISPOSITIVE POWER 179,282 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 310,017 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.8% of 4,549,791 shares outstanding as of December 31, 2003 12 TYPE IN REPORTING PERSON IN CUSIP NO. 39115R 10 0 Page 3 of 6 Item 1(a). Name of Issuer: Pocahontas Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1700 East Highland Drive Jonesboro, AR 72403 Item 2(a). Name of Person Filing: James A. Edington Item 2(b). Address of Principal Business Office or, if none, Residence: 1914 Blisswood Pocahontas, AR 72455 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, par value $0.01 per share Item 2(e). CUSIP Number: 730234101 Item 3. If this Statement is Filed Pursuant To Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: Item 3(a)-(j): Not applicable. Item 4. Ownership: As of December 31, 2003, the reporting person beneficially owned 310,017 shares of the Issuer. This number of shares represents 6.8% of the common stock, par value $0.01 per share, of the Issuer, based upon 4,549,791 shares of such common stock outstanding as of December 31, 2003. As of December 31, 2003, the reporting person has sole power to vote or to direct the vote of 130,735 shares and shared power to vote or to direct the vote of 179,202 shares. The reporting person has sole power to dispose or to direct the disposition of 130,735 shares of common stock. CUSIP NO. 39115R 10 0 Page 4 of 6 Item 4(a). Amount Beneficially Owned: 310,017 Item 4(b). Percent of Class: 6.8% Item 4(c). Number of Shares as to Which the Person Has: (i) Sole power to vote or to direct the vote: 130,735* (ii) Shared power to vote or to direct the vote: 179,282** (iii) Sole power to dispose or to direct the disposition of: 130,735* (iv) Shared power to dispose or to direct the disposition of: 179,282** *Includes presently exercisable (but unexercised) stock options as to 80,000 shares pursuant to the Issuer's stock option plan, 2,270 shares held by Mr. Edington as custodian for minor children, 9,763 shares held by Mr. Edington through a personal Individual Retirement Account, and 38,702 shares allocated to Mr. Edington's account under the Issuer's 401(k) Savings and Employee Stock Ownership Plan. **Includes 132,410 shares held by Mr. Edington jointly with his spouse, 402 shares held by Mr. Edington jointly with his mother, 100 shares held jointly with his son and 6,370 shares held in a spousal Individual Retirement Account. Item 5. Ownership of Five Percent or Less of a Class: Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable CUSIP NO. 39115R 10 0 Page 5 of 6 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: Not applicable Item 8. Identification and Classification of Members of the Group: Not applicable Item 9. Notice of Dissolution of Group: Not applicable Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP NO. 39115R 10 0 Page 6 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 23, 2004 /s/ James A. Edington --------------------------- James A. Edington -----END PRIVACY-ENHANCED MESSAGE-----